Employer Identification Number 02-0723515

HENLEY & COMPANY, LLC is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:	HENLEY & COMPANY, LLC
Employer identification number (EIN):	02-0723515
EIN Issuing Authority	Brookhaven, NY
NAIC Classification:	523120
NAIC Description:	Securities Brokerage
401k Pension/Benefits registration	HENLEY & COMPANY, LLC 401k plan information
State of Incorporation	New York, NY

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 020723515

SEC Filing Information

SEC Filing Date	SEC Document Filed
2019-05-15	SEC filing 999999999719004431 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2019-05-13	SEC filing 999999999719004265 Form X-17A-5 FOCUS Report
2018-03-07	SEC filing 999999999718001708 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2018-03-07	SEC filing 999999999718001665 Form X-17A-5 FOCUS Report
2017-03-23	SEC filing 999999999717004815 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2017-03-09	SEC filing 999999999717001943 Form X-17A-5 FOCUS Report
2016-03-09	SEC filing 999999999716018614 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2016-02-26	SEC filing 999999999716017648 Form X-17A-5 FOCUS Report
2015-03-18	SEC filing 999999999715005143 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2015-03-09	SEC filing 999999999715002661 Form X-17A-5 FOCUS Report
2014-04-05	SEC filing 999999999714006524 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2014-03-18	SEC filing 999999999714002820 Form X-17A-5 FOCUS Report
2013-03-22	SEC filing 999999999713006488 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2013-03-02	SEC filing 999999999713001535 Form X-17A-5 FOCUS Report
2012-03-19	SEC filing 999999999712003616 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2012-03-12	SEC filing 999999999712002254 Form X-17A-5 FOCUS Report
2011-04-07	SEC filing 999999999711008052 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-03-09	SEC filing 999999999711002742 Form X-17A-5 FOCUS Report
2010-03-17	SEC filing 999999999710006207 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2010-03-12	SEC filing 999999999710004783 Form X-17A-5 FOCUS Report
2009-04-02	SEC filing 999999999709015357 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2009-03-18	SEC filing 999999999709008569 Form X-17A-5 FOCUS Report
2008-04-17	SEC filing 999999999708019629 Form X-17A-5 FOCUS Report
2008-03-26	SEC filing 999999999708015522 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2007-04-18	SEC filing 999999999707019504 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2007-03-29	SEC filing 999999999707015243 Form X-17A-5 FOCUS Report
2006-07-14	SEC filing 999999999706029701 Form X-17A-5 FOCUS Report
2005-03-22	SEC filing 999999999705012820 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2005-03-15	SEC registration of state of incorporation as NY
2005-03-15	SEC filing 999999999705010490 Form X-17A-5 FOCUS Report