NOMURA SECURITIES INTERNATIONAL, INC. is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS
The following addresses have been detected as associated with Tax Indentification Number 132642206
SEC Filing Date | SEC Document Filed |
2019-05-28 | SEC filing 000007226719000011 Form X-17A-5 FOCUS Report |
2018-05-25 | SEC filing 000007226718000009 Form X-17A-5 FOCUS Report |
2017-05-30 | SEC filing 000007226717000005 Form X-17A-5 FOCUS Report |
2017-04-28 | SEC filing 000168035917000174 Form 40-APP Application for exemption and other relief filed under the Investment Company Act of 1940 |
2016-11-14 | SEC filing 000110465916157087 Form 4 Statement of changes in beneficial ownership of securities |
2016-11-14 | SEC filing 000110465916157081 Form 3 Initial statement of beneficial ownership of securities |
2016-11-14 | SEC filing 000110465916156995 Form SC 13D General statement of acquisition of beneficial ownership |
2016-11-14 | SEC filing 000110465916156965 Form SC 13D General statement of acquisition of beneficial ownership |
2016-05-31 | SEC filing 000007226716000013 Form X-17A-5 FOCUS Report |
2015-07-01 | SEC filing 999999999715011428 Form FOCUSN/A Non-public annual audit reports filed by brokers or dealers Amend |
2015-06-04 | SEC filing 999999999715010538 Form X-17A-5 FOCUS Report |
2015-06-04 | SEC filing 999999999715010492 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2014-06-04 | SEC filing 999999999714010704 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2014-06-04 | SEC filing 999999999714010703 Form X-17A-5 FOCUS Report |
2013-06-10 | SEC filing 999999999713010504 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2013-06-10 | SEC filing 999999999713010502 Form X-17A-5 FOCUS Report |
2012-06-26 | SEC filing 999999999712010968 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2012-06-22 | SEC filing 999999999712010882 Form X-17A-5 FOCUS Report |
2012-04-12 | SEC filing 999999999712007429 Form X-17A-5 FOCUS Report |
2011-08-13 | SEC filing 999999999711013872 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2010-06-10 | SEC filing 999999999710012985 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2010-06-10 | SEC filing 999999999710012803 Form X-17A-5 FOCUS Report |
2009-10-02 | SEC filing 999999999709025547 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2009-07-30 | SEC filing 999999999709023104 Form X-17A-5 FOCUS Report |
2008-06-05 | SEC filing 999999999708027149 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2008-06-05 | SEC filing 999999999708027103 Form X-17A-5 FOCUS Report |
2007-06-25 | SEC filing 999999999707029741 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2007-06-22 | SEC filing 999999999707029581 Form X-17A-5 FOCUS Report |
2006-08-30 | SEC filing 999999999706036901 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2006-08-29 | SEC filing 999999999706036728 Form X-17A-5 FOCUS Report |
2005-07-19 | SEC filing 999999999705032197 Form X-17A-5 FOCUS Report |
2005-07-13 | SEC filing 999999999705031496 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2004-07-02 | SEC filing 999999999704028365 Form X-17A-5 FOCUS Report |
2004-06-25 | SEC filing 999999999704027309 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |
2003-06-11 | SEC filing 999999999703025209 Form X-17A-5 FOCUS Report |
2003-06-06 | SEC registration of state of incorporation as NY |
2003-06-06 | SEC filing 999999999703024440 Form FOCUSN Non-public annual audit reports filed by brokers or dealers |