Employer Identification Number 13-3270745

FIRST NEW YORK SECURITIES LLC is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:	FIRST NEW YORK SECURITIES LLC
Employer identification number (EIN):	13-3270745
EIN Issuing Authority	Brookhaven, NY
NAIC Classification:	525990
NAIC Description:	Other Financial Vehicles
401k Pension/Benefits registration	FIRST NEW YORK SECURITIES LLC 401k plan information
State of Incorporation	New York, NY

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 133270745

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

• THE POSTGRADUATE CENTER FOR MENTAL HEALTH
• NEW YORK PUBLIC LIBRARY EMPLOYEE BENEFIT COMMITTEE
• NEW YORK OIL HEATING INSURANCE FUND
• OUTTEN & GOLDEN LLP
• LANE OFFICE FURNITURE, INC.
• JOSIE ACCESSORIES INC.
• VITECH SYSTEMS GROUP, SUB LLC
• PEPPERCOMM, INC.
• GREATER NEW YORK MUTUAL INSURANCE COMPANY
• KIPANY PRODUCTIONS, LTD.
• THE DINEX GROUP LLC
• TRUSTEE NY PRES HOSP COLUM UNIV MED CTR NY ST NURSES ASSO RET MED PLAN
• GARAN INCORPORATED
• CMI MARKETING, INC.
• DIRECT BRANDS INC.
• EMPIRE OFFICE, INC.
• TANDENT VISION SCIENCE, INC.
• JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
• GOULD PAPER CORPORATION
• MIMEO, INC.

EIN Change Events for FIRST NEW YORK SECURITIES LLC

• FIRST NEW YORK SECURITIES LLC and FNY CAPITAL MANAGEMENT LP are related companies. Change of plan sponsor in a 401k sponspor detected on 2017-06-28. The plan sponsor was changed from FIRST NEW YORK SECURITIES LLC to FNY CAPITAL MANAGEMENT LP

SEC Filing Information

SEC Filing Date	SEC Document Filed
2015-04-17	SEC filing 999999999715008205 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2015-03-13	SEC filing 999999999715003846 Form X-17A-5 FOCUS Report
2014-04-18	SEC filing 999999999714007934 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2014-03-25	SEC filing 999999999714004182 Form X-17A-5 FOCUS Report
2013-04-09	SEC filing 999999999713007761 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2013-03-12	SEC filing 999999999713003476 Form X-17A-5 FOCUS Report
2012-04-06	SEC filing 999999999712006214 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2012-04-04	SEC filing 999999999712005449 Form X-17A-5 FOCUS Report
2011-04-11	SEC filing 999999999711008329 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-03-24	SEC filing 999999999711005405 Form X-17A-5 FOCUS Report
2010-08-18	SEC filing 999999999710016870 Form X-17A-5/A FOCUS Report Amend
2010-03-18	SEC filing 999999999710006307 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2010-03-17	SEC filing 999999999710006030 Form X-17A-5 FOCUS Report
2009-05-01	SEC filing 999999999709018400 Form X-17A-5 FOCUS Report
2009-03-27	SEC filing 999999999709013505 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2008-03-24	SEC filing 999999999708014588 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2008-03-17	SEC filing 999999999708011295 Form X-17A-5 FOCUS Report
2007-04-18	SEC filing 999999999707019559 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2007-03-29	SEC filing 999999999707015258 Form X-17A-5 FOCUS Report
2006-07-27	SEC filing 999999999706031784 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2006-05-17	SEC filing 999999999706020183 Form X-17A-5 FOCUS Report
2005-04-13	SEC filing 999999999705018335 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2005-03-17	SEC filing 999999999705011508 Form X-17A-5 FOCUS Report
2004-03-25	SEC filing 999999999704013054 Form X-17A-5 FOCUS Report
2003-03-20	SEC filing 999999999703011427 Form X-17A-5 FOCUS Report
2002-03-04	SEC registration of state of incorporation as NY
2002-03-04	SEC filing 999999999702015858 Form X-17A-5 FOCUS Report