Employer Identification Number 13-5680329

DAIWA CAPITAL MARKETS AMERICA INC. is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:	DAIWA CAPITAL MARKETS AMERICA INC.
Employer identification number (EIN):	13-5680329
EIN Issuing Authority	Brookhaven, NY
NAIC Classification:	523120
NAIC Description:	Securities Brokerage
401k Pension/Benefits registration	DAIWA CAPITAL MARKETS AMERICA INC. 401k plan information
State of Incorporation	New York, NY

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 135680329

The following addresses have been found in other jurisdictions:

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

• D.F. KING & CO., INC.
• AMERICAN CORPORATE BENEFITS
• ODYSSEY HOUSE, INC.
• UMT CONSULTING GROUP, LLC
• CONCEPTS OF INDEPENDENCE, INC.
• BURO HAPPOLD CONSULTING ENGINEER
• PLATINUM UNDERWRITERS REINSURANCE, INC.
• CARTER LEDYARD & MILBURN LLP
• LAMBDA LEGAL DEFENSE & EDUCATION FUND, INC.
• SCIAME CONSTRUCTION, LLC
• EMPIRE STAT GROUP LLC
• BROWN BROTHERS HARRIMAN & CO.
• LAMBDA LEGAL DEFENSE & EDUCATION
• JAVIER BELTRAN LLC
• KGM CONSULTING, INC.
• HAWKINS, DELAFIELD & WOOD LLP
• MILBANK LLP
• CLS BANK INTERNATIONAL
• EXUSIA INC
• THESTREET, INC.

SEC Filing Information

SEC Filing Date	SEC Document Filed
2019-05-30	SEC filing 000002661719000006 Form X-17A-5 FOCUS Report
2018-05-30	SEC filing 000002661718000008 Form X-17A-5 FOCUS Report
2017-05-30	SEC filing 000002661717000007 Form X-17A-5 FOCUS Report
2016-05-31	SEC filing 000002661716000005 Form X-17A-5 FOCUS Report
2015-06-04	SEC filing 999999999715010485 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2015-06-03	SEC filing 999999999715010476 Form X-17A-5 FOCUS Report
2014-08-13	SEC filing 000148900014000013 Form 13F-NT Quarterly report filed by institutional managers, Notice
2014-06-04	SEC filing 999999999714010691 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2014-06-04	SEC filing 999999999714010690 Form X-17A-5 FOCUS Report
2014-05-14	SEC filing 000148900014000012 Form 13F-NT Quarterly report filed by institutional managers, Notice
2014-02-13	SEC filing 000148900014000005 Form 13F-HR Quarterly report filed by institutional managers, Holdings
2013-06-05	SEC filing 999999999713010241 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2013-06-05	SEC filing 999999999713010221 Form X-17A-5 FOCUS Report
2013-05-13	SEC filing 000148104513000014 Form 13F-NT Quarterly report filed by institutional managers, Notice
2013-02-13	SEC filing 000148104513000007 Form 13F-NT Quarterly report filed by institutional managers, Notice
2012-11-13	SEC filing 000148104512000032 Form 13F-NT Quarterly report filed by institutional managers, Notice
2012-08-07	SEC filing 000148104512000025 Form 13F-NT Quarterly report filed by institutional managers, Notice
2012-06-13	SEC filing 999999999712010557 Form X-17A-5 FOCUS Report
2012-06-04	SEC filing 999999999712010196 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2012-05-10	SEC filing 000148104512000019 Form 13F-NT Quarterly report filed by institutional managers, Notice
2012-02-08	SEC filing 000148104512000005 Form 13F-NT Quarterly report filed by institutional managers, Notice
2011-10-27	SEC filing 000148104511000013 Form 13F-NT Quarterly report filed by institutional managers, Notice
2011-08-16	SEC filing 999999999711014032 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-08-12	SEC filing 999999999711013867 Form X-17A-5 FOCUS Report
2011-08-03	SEC filing 000148104511000005 Form 13F-NT Quarterly report filed by institutional managers, Notice
2011-05-16	SEC filing 000095012311050535 Form 13F-NT Quarterly report filed by institutional managers, Notice
2011-02-23	SEC filing 000095012311016912 Form 13F-NT Quarterly report filed by institutional managers, Notice
2010-08-02	SEC filing 999999999710016170 Form X-17A-5 FOCUS Report
2010-06-29	SEC filing 999999999710014135 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2009-07-30	SEC filing 999999999709023139 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2009-07-30	SEC filing 999999999709023106 Form X-17A-5/A FOCUS Report Amend
2009-06-10	SEC filing 999999999709020996 Form X-17A-5 FOCUS Report
2008-06-11	SEC filing 999999999708027790 Form X-17A-5 FOCUS Report
2008-06-02	SEC filing 999999999708026446 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2007-05-30	SEC filing 999999999707025839 Form X-17A-5 FOCUS Report
2007-05-30	SEC filing 999999999707025830 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2006-09-19	SEC filing 999999999706039160 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2006-06-23	SEC filing 999999999706026906 Form X-17A-5 FOCUS Report
2005-06-07	SEC filing 999999999705026587 Form X-17A-5 FOCUS Report
2005-06-07	SEC filing 999999999705026569 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2004-06-01	SEC filing 999999999704024341 Form X-17A-5 FOCUS Report
2004-06-01	SEC filing 999999999704024283 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2003-06-11	SEC filing 999999999703025176 Form X-17A-5 FOCUS Report
2003-06-10	SEC filing 999999999703024950 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2002-06-07	SEC registration of state of incorporation as NY
2002-06-07	SEC filing 999999999702033008 Form X-17A-5 FOCUS Report