Employer Identification Number 20-1250173

HAITONG INTERNATIONAL SECURITIES (USA) INC. is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:	HAITONG INTERNATIONAL SECURITIES (USA) INC.
Employer identification number (EIN):	20-1250173
EIN Issuing Authority	Internet
NAIC Classification:	523900
401k Pension/Benefits registration	HAITONG INTERNATIONAL SECURITIES (USA) INC. 401k plan information
State of Incorporation	New York, NY

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 201250173

The following addresses have been found in other jurisdictions:

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

• STATE BANK OF INDIA
• SONICLEIBS, INC.
• GYM SOURCE USA, LLC
• TRUMP PAYROLL CORP.
• PINEBRIDGE INVESTMENTS HOLDINGS US LLC
• SONENSHINE PARTNERS, LLC
• GYM SOURCE USA, LLC
• RELATIONSHIP SCIENCE, LLC
• BURBERRY LIMITED
• FREDERIC FEKKAI & COMPANY, LLC
• KOBRE & KIM LLP
• SPERRY, MITCHELL & COMPANY, INC.
• H. STERN ST. THOMAS, INC.
• CHRISTIAN DIOR, INC.
• SCHUPAK GROUP, INC.
• TRINET HR IV, LLC
• HILLER, P.C.
• SCOTT-MACON, LTD.
• MITSUBISHI UFJ TRUST AND BANKING CORPORATION
• XPRESSPA HOLDINGS, LLC

SEC Filing Information

SEC Filing Date	SEC Document Filed
2020-03-02	SEC filing 000129523220000002 Form X-17A-5 FOCUS Report
2019-03-04	SEC filing 000129523219000001 Form X-17A-5 FOCUS Report
2018-03-29	SEC filing 000129523218000005 Form X-17A-5/A FOCUS Report Amend
2018-03-15	SEC filing 000129523218000003 Form X-17A-5 FOCUS Report
2017-03-22	SEC filing 999999999717004445 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2017-03-09	SEC filing 999999999717001768 Form X-17A-5 FOCUS Report
2016-03-02	SEC filing 999999999716018121 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2016-03-02	SEC filing 999999999716018107 Form X-17A-5 FOCUS Report
2015-03-21	SEC filing 999999999715006248 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2015-03-10	SEC filing 999999999715002990 Form X-17A-5 FOCUS Report
2014-04-14	SEC filing 999999999714007567 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2014-03-27	SEC filing 999999999714005344 Form X-17A-5 FOCUS Report
2013-03-19	SEC filing 999999999713005446 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2013-03-09	SEC filing 999999999713002926 Form X-17A-5 FOCUS Report
2012-08-13	SEC filing 999999999712012579 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2012-08-13	SEC filing 999999999712012578 Form X-17A-5 FOCUS Report
2011-04-07	SEC filing 999999999711008007 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-03-14	SEC filing 999999999711003583 Form X-17A-5 FOCUS Report
2010-06-29	SEC filing 999999999710013907 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2010-03-11	SEC filing 999999999710004385 Form X-17A-5 FOCUS Report
2009-04-01	SEC filing 999999999709014529 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2009-03-19	SEC filing 999999999709009084 Form X-17A-5 FOCUS Report
2008-03-26	SEC filing 999999999708015454 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2008-03-19	SEC filing 999999999708012467 Form X-17A-5 FOCUS Report
2007-04-27	SEC filing 999999999707021541 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2007-03-17	SEC filing 999999999707012674 Form X-17A-5 FOCUS Report
2006-08-07	SEC filing 999999999706033702 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2006-06-19	SEC registration of state of incorporation as NY
2006-06-19	SEC filing 999999999706025934 Form X-17A-5 FOCUS Report