Employer Identification Number 42-1439008

D.M. KELLY & COMPANY is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:	D.M. KELLY & COMPANY
Employer identification number (EIN):	42-1439008
EIN Issuing Authority	Philadelphia, PA
NAIC Classification:	523120
NAIC Description:	Securities Brokerage
401k Pension/Benefits registration	D.M. KELLY & COMPANY 401k plan information
State of Incorporation	Iowa, IA

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 421439008

The following addresses have been found in other jurisdictions:

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

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• BERGMAN ACADEMY
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• IOWA CARPENTERS HEAVY HIGHWAY/TEAMSTERS JT. COUNCIL 45PENSION PLAN
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• NEWCOM TECHNOLOGIES, INC.
• PRIMARY IMAGE LTD
• J.H. MCKLVEEN & CO.
• IOWA HEAD & NECK, P.C.
• BAUDER PHARMACY
• GREMLER FINANCIAL GROUP, INC.
• RSV ENTERPRISES INC
• EDCO COMMUNITY CREDIT UNION

SEC Filing Information

SEC Filing Date	SEC Document Filed
2019-05-02	SEC filing 999999999719003688 Form X-17A-5 FOCUS Report
2019-04-26	SEC filing 999999999719003455 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2018-03-19	SEC filing 999999999718003179 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2017-03-02	SEC filing 999999999717001540 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2017-03-02	SEC filing 999999999717001514 Form X-17A-5 FOCUS Report
2016-03-03	SEC filing 999999999716018200 Form X-17A-5 FOCUS Report
2016-03-03	SEC filing 999999999716018181 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2015-03-19	SEC filing 999999999715005791 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2015-03-18	SEC filing 999999999715005190 Form X-17A-5 FOCUS Report
2014-04-09	SEC filing 999999999714006936 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2014-03-20	SEC filing 999999999714003319 Form X-17A-5 FOCUS Report
2013-03-17	SEC filing 999999999713004865 Form X-17A-5 FOCUS Report
2012-04-05	SEC filing 999999999712005813 Form FOCUSN/A Non-public annual audit reports filed by brokers or dealers Amend
2011-11-30	SEC filing 999999999711017029 Form X-17A-5 FOCUS Report
2011-11-30	SEC filing 999999999711017028 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-01-25	SEC filing 999999999711000512 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-01-24	SEC filing 999999999711000486 Form X-17A-5 FOCUS Report
2010-03-01	SEC filing 999999999710001822 Form X-17A-5 FOCUS Report
2010-02-25	SEC filing 999999999710001409 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2008-11-26	SEC filing 999999999708046442 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2008-11-26	SEC filing 999999999708046436 Form X-17A-5 FOCUS Report
2008-01-11	SEC filing 999999999708002115 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2008-01-07	SEC filing 999999999708000754 Form X-17A-5 FOCUS Report
2006-11-30	SEC filing 999999999706047346 Form X-17A-5 FOCUS Report
2006-11-29	SEC filing 999999999706047258 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2006-01-23	SEC filing 999999999706002567 Form X-17A-5 FOCUS Report
2005-12-28	SEC filing 999999999705050455 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2004-12-06	SEC filing 999999999704045594 Form X-17A-5 FOCUS Report
2004-11-30	SEC filing 999999999704044937 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2003-12-11	SEC filing 999999999703044460 Form X-17A-5 FOCUS Report
2002-12-23	SEC filing 999999999702061513 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2002-12-03	SEC registration of state of incorporation as IA
2002-12-03	SEC filing 999999999702059662 Form X-17A-5 FOCUS Report