Employer Identification Number 42-1738148

SVB SECURITIES LLC is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:	SVB SECURITIES LLC
Employer identification number (EIN):	42-1738148
EIN Issuing Authority	Philadelphia, PA
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing
401k Pension/Benefits registration	SVB SECURITIES LLC 401k plan information
State of Incorporation	California, CA

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 421738148

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The following companies are located in the same ZIP code areas:

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SEC Filing Information

SEC Filing Date	SEC Document Filed
2020-02-28	SEC filing 000094989620000002 Form X-17A-5 FOCUS Report
2019-10-17	SEC filing 999999999719007303 Form X-17A-5 FOCUS Report
2019-02-28	SEC filing 000094989619000004 Form X-17A-5 FOCUS Report
2018-02-27	SEC filing 000094989618000002 Form X-17A-5 FOCUS Report
2017-02-23	SEC filing 000094989617000003 Form X-17A-5 FOCUS Report
2016-02-26	SEC filing 000094989616000007 Form X-17A-5 FOCUS Report
2015-03-19	SEC filing 999999999715005760 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2015-03-13	SEC filing 999999999715003947 Form X-17A-5 FOCUS Report
2014-04-12	SEC filing 999999999714007277 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2014-03-20	SEC filing 999999999714003473 Form X-17A-5 FOCUS Report
2013-03-17	SEC filing 999999999713004927 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2013-03-08	SEC filing 999999999713002294 Form X-17A-5 FOCUS Report
2012-04-10	SEC filing 999999999712006806 Form X-17A-5 FOCUS Report
2012-04-09	SEC filing 999999999712006544 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-11-18	SEC filing 999999999711016734 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2010-03-15	SEC filing 999999999710005426 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2010-03-04	SEC filing 999999999710002546 Form X-17A-5 FOCUS Report
2009-05-27	SEC filing 999999999709019819 Form X-17A-5 FOCUS Report
2009-05-01	SEC filing 999999999709018422 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2008-03-25	SEC filing 999999999708015432 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2008-03-21	SEC registration of state of incorporation as DE
2008-03-21	SEC filing 999999999708013495 Form X-17A-5 FOCUS Report
2007-04-30	SEC filing 999999999707021687 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2007-03-19	SEC filing 999999999707012754 Form X-17A-5 FOCUS Report
2006-09-19	SEC filing 999999999706039075 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2006-05-31	SEC filing 999999999706022506 Form X-17A-5 FOCUS Report
2005-04-01	SEC filing 999999999705016328 Form X-17A-5 FOCUS Report
2005-04-01	SEC filing 999999999705016179 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2004-04-02	SEC filing 999999999704015617 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2004-03-31	SEC filing 999999999704015089 Form X-17A-5 FOCUS Report
2003-04-02	SEC filing 999999999703014524 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2003-03-17	SEC filing 999999999703010175 Form X-17A-5 FOCUS Report
2002-03-01	SEC registration of state of incorporation as MA
2002-03-01	SEC filing 999999999702015808 Form X-17A-5 FOCUS Report