Employer Identification Number 42-1768153

MAINFIRST SECURITIES US INC. is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:	MAINFIRST SECURITIES US INC.
Employer identification number (EIN):	42-1768153
EIN Issuing Authority	Philadelphia, PA
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing
401k Pension/Benefits registration	MAINFIRST SECURITIES US INC. 401k plan information
State of Incorporation	New York, NY

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 421768153

The following addresses have been found in other jurisdictions:

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

• HERMES BPK PARTNERS INC
• KEVIN DANN PARTNERS, LLC
• FISCHETTI & MALGIERI LLP
• BRUCE LEVINSON ESQ
• WEEDEN FOUNDATION
• DORNBUSH, SCHAEFFER, STRONGIN & VENAGLIA, LLP
• MATRIX ASSET ADVISORS, INC.
• FRIEDRICH EBERT STIFTING INC
• FISCHETTI & MALGIERI, LLP
• NARSAD RESEARCH
• WBCSD U.S., INC.
• THE MARINO ORGANIZATION INC.
• HARRIS PUBLICATIONS, INC.
• IADVISE PARTNERS LLC

SEC Filing Information

SEC Filing Date	SEC Document Filed
2019-05-22	SEC filing 999999999719004754 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2019-05-20	SEC filing 999999999719004617 Form X-17A-5 FOCUS Report
2018-05-16	SEC filing 999999999718005729 Form 8-M Consent to service of process by Notice, Corporation non-Resident BD
2018-05-16	SEC filing 999999999718005728 Form 8-M Consent to service of process by Notice, Corporation non-Resident BD
2018-05-16	SEC filing 999999999718005727 Form REG-NR Initial undertaking of records for non-resident brokers, dealers and investment advisers
2018-03-15	SEC filing 999999999718002826 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2018-03-15	SEC filing 999999999718002825 Form X-17A-5 FOCUS Report
2017-03-22	SEC filing 999999999717004450 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2017-03-13	SEC filing 999999999717002603 Form X-17A-5 FOCUS Report
2016-03-01	SEC filing 999999999716017990 Form X-17A-5 FOCUS Report
2016-02-29	SEC filing 999999999716017800 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2015-02-25	SEC filing 999999999715001590 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2015-02-25	SEC filing 999999999715001556 Form X-17A-5 FOCUS Report
2014-04-11	SEC filing 999999999714007121 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2014-03-21	SEC filing 999999999714003720 Form X-17A-5 FOCUS Report
2013-03-22	SEC filing 999999999713006516 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2013-03-05	SEC filing 999999999713001797 Form X-17A-5 FOCUS Report
2012-02-29	SEC filing 999999999712001700 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2012-02-29	SEC filing 999999999712001699 Form X-17A-5 FOCUS Report
2011-02-25	SEC filing 999999999711001439 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-02-24	SEC registration of state of incorporation as NY
2011-02-24	SEC filing 999999999711001358 Form X-17A-5 FOCUS Report