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Employer Identification Number 46-3755188

NEWTEKONE, INC. is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:NEWTEKONE, INC.
Employer identification number (EIN):46-3755188
EIN Issuing AuthorityInternet
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies
401k Pension/Benefits registration NEWTEKONE, INC. 401k plan information
State of IncorporationTexas, TX

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 463755188

USA Mailing Address
60 HEMPSTEAD AVENUE, 6TH FLOOR
WEST HEMPSTEAD
NY
11552
Date first seen: 2007-01-01
Date last seen: 2024-09-30
USA Mailing Address
1981 MARCUS AVENUE, SUITE 130
LAKE SUCCESS
NY
11042
Date first seen: 2010-01-01
Date last seen: 2023-12-31

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

EIN Change Events for NEWTEKONE, INC.

SEC Filing Information

SEC Filing DateSEC Document Filed
2020-03-30SEC filing 000121390020007989 Form 497 Definitive materials
2020-03-27SEC filing 000121390020007742 Form 497 Definitive materials
2020-03-20SEC filing 000120919120020379 Form 4 Statement of changes in beneficial ownership of securities
2020-03-19SEC filing 000120919120020204 Form 4 Statement of changes in beneficial ownership of securities
2020-03-19SEC filing 000120919120020173 Form 4 Statement of changes in beneficial ownership of securities
2020-03-18SEC filing 000120919120019973 Form 4 Statement of changes in beneficial ownership of securities
2020-03-18SEC filing 000120919120019941 Form 4 Statement of changes in beneficial ownership of securities
2020-03-18SEC filing 000120919120019939 Form 4 Statement of changes in beneficial ownership of securities
2020-03-18SEC filing 000120919120019933 Form 4 Statement of changes in beneficial ownership of securities
2020-03-18SEC filing 000120919120019930 Form 4 Statement of changes in beneficial ownership of securities
2020-03-16SEC filing 000158798720000013 Form 10-K Annual report Section 13 and 15(d), not S-K Item 405
2020-03-13SEC filing 000120919120018751 Form 4 Statement of changes in beneficial ownership of securities
2020-03-13SEC filing 000120919120018718 Form 4 Statement of changes in beneficial ownership of securities
2020-03-13SEC filing 000120919120018695 Form 4 Statement of changes in beneficial ownership of securities
2020-03-12SEC filing 000120919120018350 Form 4 Statement of changes in beneficial ownership of securities
2020-03-12SEC filing 000120919120018335 Form 4 Statement of changes in beneficial ownership of securities
2020-03-12SEC filing 000120919120018331 Form 4 Statement of changes in beneficial ownership of securities
2020-03-10SEC filing 000120919120017567 Form 4 Statement of changes in beneficial ownership of securities
2020-03-09SEC filing 000120919120017123 Form 4 Statement of changes in beneficial ownership of securities
2020-03-04SEC filing 000158798720000007 Form 8-K Current report
2020-02-28SEC filing 000121390020005007 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2020-02-28SEC filing 000121390020005005 Form 497 Definitive materials
2020-02-25SEC filing 000120919120012346 Form 5 Annual statement of changes in beneficial ownership of securities
2020-02-25SEC filing 000120919120012339 Form 5 Annual statement of changes in beneficial ownership of securities
2020-02-05SEC filing 000120919120006745 Form 5 Annual statement of changes in beneficial ownership of securities
2020-01-10SEC filing 000121390020000763 Form 497 Definitive materials
2020-01-10SEC filing 000158798720000005 Form 8-K Current report
2020-01-06SEC filing 000120919120001998 Form 5 Annual statement of changes in beneficial ownership of securities
2020-01-06SEC filing 000120919120001790 Form 5 Annual statement of changes in beneficial ownership of securities
2020-01-06SEC filing 000158798720000002 Form SC 13D General statement of acquisition of beneficial ownership
2020-01-06SEC filing 000120919120001590 Form 5 Annual statement of changes in beneficial ownership of securities
2020-01-06SEC filing 000120919120001565 Form 5 Annual statement of changes in beneficial ownership of securities
2019-12-20SEC filing 000120919119061444 Form 4 Statement of changes in beneficial ownership of securities
2019-11-13SEC filing 000121390019023091 Form 497 Definitive materials
2019-11-12SEC filing 000158798719000065 Form 10-Q Quarterly report Sections 13 or 15(d)
2019-11-06SEC filing 000158798719000062 Form 8-K Current report
2019-10-10SEC filing 000158798719000060 Form 40-17G Fidelity Bond Rule 17G-1(g)
2019-10-10SEC filing 000158798719000058 Form 8-K Current report
2019-10-01SEC filing 000158798719000055 Form 8-K Current report
2019-09-20SEC filing 000120919119050276 Form 4 Statement of changes in beneficial ownership of securities
2019-08-28SEC filing 000135445719000427 Form 25-NSE Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-08-21SEC filing 000158798719000053 Form 8-K Current report
2019-08-14SEC filing 000120919119045839 Form 4 Statement of changes in beneficial ownership of securities
2019-08-13SEC filing 000121390019015557 Form 497 Definitive materials
2019-08-13SEC filing 000120919119045693 Form 4 Statement of changes in beneficial ownership of securities
2019-08-12SEC filing 000120919119045447 Form 4 Statement of changes in beneficial ownership of securities
2019-08-09SEC filing 000158798719000051 Form 10-Q Quarterly report Sections 13 or 15(d)
2019-08-06SEC filing 000158798719000048 Form 8-K Current report
2019-08-05SEC filing 000158798719000046 Form 8-K Current report
2019-07-29SEC filing 000135445719000375 Form CERT
2019-07-29SEC filing 000121390019013876 Form N-23C-2 Notice by closed-end investment companies of intent to purchase their own securities
2019-07-29SEC filing 000121390019013874 Form 8-K Current report
2019-07-29SEC filing 000121390019013872 Form 8-A12B Registration of securities Section 12(b)
2019-07-29SEC filing 000121390019013870 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2019-07-25SEC filing 000121390019013576 Form 497 Definitive materials
2019-07-25SEC filing 000121390019013570 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2019-07-24SEC filing 000121390019013490 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2019-07-24SEC filing 000121390019013431 Form 497 Definitive materials
2019-07-24SEC filing 000158798719000044 Form DEFA14A Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-18SEC filing 000158798719000042 Form DEFA14A Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-11SEC filing 000158798719000040 Form DEFA14A Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-10SEC filing 000121390019012448 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2019-07-10SEC filing 000121390019012445 Form 497 Definitive materials
2019-07-05SEC filing 999999999519001528 Form EFFECT Notice of Effectiveness
2019-07-03SEC filing 000121390019012009 Form POS 8C Post-effective amendments filed by certain investment companies Section 8(c)
2019-07-03SEC filing 000121390019012011 Form CORRESP Correspondence
2019-07-01SEC filing 000121390019011892 Form DEF 14A Other definitive proxy statements
2019-07-01SEC filing 000121390019011894 Form CORRESP Correspondence
2019-06-24SEC filing 000158798719000038 Form 8-K Current report
2019-06-21SEC filing 000158798719000036 Form 8-K Current report
2019-06-20SEC filing 000121390019011139 Form PRE 14A Other preliminary proxy statements
2019-06-17SEC filing 000120919119037350 Form 4 Statement of changes in beneficial ownership of securities
2019-06-17SEC filing 000120919119037346 Form 4 Statement of changes in beneficial ownership of securities
2019-06-17SEC filing 000120919119037340 Form 4 Statement of changes in beneficial ownership of securities
2019-06-17SEC filing 000158798719000033 Form 8-K Current report
2019-06-03SEC filing 000158798719000031 Form 8-K Current report
2019-06-03SEC filing 000120919119033775 Form 4 Statement of changes in beneficial ownership of securities
2019-05-16SEC filing 000121390019009019 Form CORRESP Correspondence
2019-05-16SEC filing 000121390019009013 Form POS 8C Post-effective amendments filed by certain investment companies Section 8(c)
2019-05-08SEC filing 000120919119028157 Form 3 Initial statement of beneficial ownership of securities
2019-05-07SEC filing 000120919119027892 Form 4 Statement of changes in beneficial ownership of securities
2019-05-03SEC filing 000158798719000029 Form 10-Q Quarterly report Sections 13 or 15(d)
2019-05-01SEC filing 000158798719000026 Form 8-K Current report
2019-05-01SEC filing 000158798719000023 Form 8-K Current report
2019-04-30SEC filing 000121390019007468 Form DEF 14A Other definitive proxy statements
2019-04-30SEC filing 000120919119026516 Form 4 Statement of changes in beneficial ownership of securities
2019-04-29SEC filing 000120919119026368 Form 4 Statement of changes in beneficial ownership of securities
2019-04-19SEC filing 000121390019006757 Form 497 Definitive materials
2019-04-15SEC filing 000158798719000019 Form 8-K Current report
2019-04-05SEC filing 000121390019005878 Form 497 Definitive materials
2019-04-01SEC filing 000158798719000017 Form 10-K/A Annual report Section 13 and 15(d), not S-K Item 405 Amend
2019-03-22SEC filing 000158798719000013 Form 8-K Current report
2019-03-21SEC filing 000120919119020735 Form 4 Statement of changes in beneficial ownership of securities
2019-03-21SEC filing 000120919119020733 Form 4 Statement of changes in beneficial ownership of securities
2019-03-21SEC filing 000120919119020697 Form 4 Statement of changes in beneficial ownership of securities
2019-03-20SEC filing 000120919119020562 Form 4 Statement of changes in beneficial ownership of securities
2019-03-18SEC filing 000158798719000009 Form 10-K Annual report Section 13 and 15(d), not S-K Item 405
2019-03-06SEC filing 000158798719000006 Form 8-K Current report
2019-02-15SEC filing 000158798719000004 Form 8-K Current report
2019-02-11SEC filing 000120919119008855 Form 5 Annual statement of changes in beneficial ownership of securities
2019-02-04SEC filing 000120919119006681 Form 5 Annual statement of changes in beneficial ownership of securities
2019-02-04SEC filing 000120919119006667 Form 5 Annual statement of changes in beneficial ownership of securities
2019-01-29SEC filing 000120919119005751 Form 5 Annual statement of changes in beneficial ownership of securities
2019-01-28SEC filing 000158798719000002 Form SC 13D General statement of acquisition of beneficial ownership
2019-01-28SEC filing 000120919119005525 Form 5 Annual statement of changes in beneficial ownership of securities
2019-01-28SEC filing 000120919119005485 Form 5 Annual statement of changes in beneficial ownership of securities
2019-01-24SEC filing 000120919119005115 Form 5 Annual statement of changes in beneficial ownership of securities
2018-12-26SEC filing 000120919118064064 Form 4 Statement of changes in beneficial ownership of securities
2018-12-21SEC filing 000120919118063867 Form 4 Statement of changes in beneficial ownership of securities
2018-12-20SEC filing 000120919118063639 Form 4 Statement of changes in beneficial ownership of securities
2018-12-20SEC filing 000120919118063612 Form 4 Statement of changes in beneficial ownership of securities
2018-12-18SEC filing 000120919118063101 Form 4 Statement of changes in beneficial ownership of securities
2018-12-17SEC filing 000158798718000078 Form 8-K Current report
2018-12-17SEC filing 000158798718000076 Form 8-K Current report
2018-12-14SEC filing 000121390018017388 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2018-12-11SEC filing 000120919118061948 Form 4 Statement of changes in beneficial ownership of securities
2018-12-10SEC filing 000120919118061673 Form 4 Statement of changes in beneficial ownership of securities
2018-12-06SEC filing 000120919118061163 Form 4 Statement of changes in beneficial ownership of securities
2018-11-29SEC filing 000158798718000074 Form 8-K Current report
2018-11-16SEC filing 000121390018016066 Form 497 Definitive materials
2018-11-14SEC filing 000120919118058441 Form 4 Statement of changes in beneficial ownership of securities
2018-11-09SEC filing 000158798718000071 Form 10-Q Quarterly report Sections 13 or 15(d)
2018-11-08SEC filing 000158798718000067 Form 8-K Current report
2018-11-08SEC filing 000158798718000065 Form 8-K Current report
2018-11-08SEC filing 000158798718000063 Form 8-K Current report
2018-10-29SEC filing 000158798718000061 Form 8-K Current report
2018-10-10SEC filing 000158798718000059 Form 8-K Current report
2018-09-25SEC filing 000158798718000056 Form 40-17G Fidelity Bond Rule 17G-1(g)
2018-09-20SEC filing 000120919118051756 Form 4 Statement of changes in beneficial ownership of securities
2018-09-04SEC filing 000120919118049137 Form 4 Statement of changes in beneficial ownership of securities
2018-08-31SEC filing 000114420418047606 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2018-08-31SEC filing 000114420418047599 Form 497 Definitive materials
2018-08-30SEC filing 000120919118048903 Form 4 Statement of changes in beneficial ownership of securities
2018-08-23SEC filing 000158798718000054 Form 8-K Current report
2018-08-08SEC filing 000158798718000052 Form 10-Q Quarterly report Sections 13 or 15(d)
2018-08-02SEC filing 000158798718000046 Form 8-K Current report
2018-08-01SEC filing 000158798718000044 Form 8-K Current report
2018-07-30SEC filing 000158798718000042 Form 8-K Current report
2018-07-30SEC filing 000158798718000040 Form 8-K Current report
2018-07-09SEC filing 000114420418037655 Form DEFA14A Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2018-07-03SEC filing 000114420418037299 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2018-07-03SEC filing 000114420418037128 Form 497 Definitive materials
2018-06-27SEC filing 999999999518001617 Form EFFECT Notice of Effectiveness
2018-06-26SEC filing 000114420418035757 Form CORRESP Correspondence
2018-06-26SEC filing 000114420418035755 Form CORRESP Correspondence
2018-06-26SEC filing 000114420418035749 Form N-2/A Registration statement for closed-end investment companies Amend
2018-06-22SEC filing 000114420418035327 Form DEF 14A Other definitive proxy statements
2018-06-22SEC filing 000114420418035319 Form CORRESP Correspondence
2018-06-18SEC filing 000158798718000038 Form 8-K Current report
2018-06-18SEC filing 000158798718000036 Form 8-K Current report
2018-06-18SEC filing 000120919118038230 Form 4 Statement of changes in beneficial ownership of securities
2018-06-13SEC filing 000114420418034083 Form PRE 14A Other preliminary proxy statements
2018-06-13SEC filing 000120919118037373 Form 4 Statement of changes in beneficial ownership of securities
2018-06-12SEC filing 000120919118037153 Form 4 Statement of changes in beneficial ownership of securities
2018-06-11SEC filing 000120919118036845 Form 4 Statement of changes in beneficial ownership of securities
2018-06-06SEC filing 000120919118036087 Form 4 Statement of changes in beneficial ownership of securities
2018-06-06SEC filing 000120919118035989 Form 4 Statement of changes in beneficial ownership of securities
2018-06-05SEC filing 000120919118035476 Form 4 Statement of changes in beneficial ownership of securities
2018-06-04SEC filing 000158798718000033 Form 8-K Current report
2018-06-04SEC filing 000158798718000031 Form 8-K Current report
2018-05-30SEC filing 000158798718000029 Form 8-K Current report
2018-05-23SEC filing 999999999718005842 Form CERTNAS Certification by the Nasdaq Stock Market approving securities for listing
2018-05-16SEC filing 000114420418029288 Form CORRESP Correspondence
2018-05-16SEC filing 000114420418029245 Form N-2 Registration statement for closed-end investment companies
2018-05-15SEC filing 000114420418028402 Form 497 Definitive materials
2018-05-11SEC filing 000158798718000027 Form 8-K Current report
2018-05-09SEC filing 000158798718000025 Form 10-Q Quarterly report Sections 13 or 15(d)
2018-05-02SEC filing 000158798718000020 Form 8-K Current report
2018-05-02SEC filing 000158798718000019 Form 8-K Current report
2018-04-30SEC filing 000114420418023869 Form DEF 14A Other definitive proxy statements
2018-04-30SEC filing 000158798718000016 Form 8-K Current report
2018-03-27SEC filing 000135445718000062 Form 25-NSE Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2018-03-23SEC filing 000114420418016744 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2018-03-23SEC filing 000114420418016741 Form 497 Definitive materials
2018-03-16SEC filing 000158798718000014 Form 8-K Current report
2018-03-16SEC filing 000158798718000013 Form 10-K Annual report Section 13 and 15(d), not S-K Item 405
2018-03-05SEC filing 000158798718000007 Form 8-K Current report
2018-02-27SEC filing 000120919118013711 Form 4 Statement of changes in beneficial ownership of securities
2018-02-27SEC filing 000120919118013709 Form 4 Statement of changes in beneficial ownership of securities
2018-02-27SEC filing 000120919118013707 Form 4 Statement of changes in beneficial ownership of securities
2018-02-27SEC filing 000120919118013705 Form 4 Statement of changes in beneficial ownership of securities
2018-02-21SEC filing 000114420418009975 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2018-02-21SEC filing 000114420418009968 Form N-23C-2 Notice by closed-end investment companies of intent to purchase their own securities
2018-02-21SEC filing 000114420418009963 Form 8-K Current report
2018-02-21SEC filing 000114420418009957 Form 8-A12B Registration of securities Section 12(b)
2018-02-21SEC filing 000114420418009954 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2018-02-16SEC filing 000157104918000110 Form 497 Definitive materials
2018-02-16SEC filing 000114420418009430 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2018-02-16SEC filing 000114420418009428 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2018-02-15SEC filing 000114420418009186 Form 497 Definitive materials
2018-02-12SEC filing 000158798718000005 Form SC 13D General statement of acquisition of beneficial ownership
2018-02-02SEC filing 000120919118006661 Form 5 Annual statement of changes in beneficial ownership of securities
2018-01-18SEC filing 000158798718000002 Form 8-K Current report
2018-01-16SEC filing 000120919118003618 Form 5 Annual statement of changes in beneficial ownership of securities
2018-01-16SEC filing 000120919118003616 Form 5 Annual statement of changes in beneficial ownership of securities
2018-01-16SEC filing 000120919118003615 Form 5 Annual statement of changes in beneficial ownership of securities
2018-01-16SEC filing 000120919118003609 Form 5 Annual statement of changes in beneficial ownership of securities
2018-01-16SEC filing 000120919118003607 Form 5 Annual statement of changes in beneficial ownership of securities
2018-01-16SEC filing 000120919118003603 Form 5 Annual statement of changes in beneficial ownership of securities
2018-01-16SEC filing 000120919118003600 Form 5 Annual statement of changes in beneficial ownership of securities
2017-12-22SEC filing 000120919117066905 Form 4 Statement of changes in beneficial ownership of securities
2017-12-18SEC filing 000120919117066089 Form 4 Statement of changes in beneficial ownership of securities
2017-12-06SEC filing 000158798717000076 Form 8-K Current report
2017-12-06SEC filing 000114420417062631 Form 497 Definitive materials
2017-11-29SEC filing 000114420417061484 Form 497 Definitive materials
2017-11-29SEC filing 000158798717000074 Form 8-K Current report
2017-11-20SEC filing 000158798717000072 Form 8-K Current report
2017-11-16SEC filing 000120919117061068 Form 4 Statement of changes in beneficial ownership of securities
2017-11-15SEC filing 000120919117060885 Form 4/A Statement of changes in beneficial ownership of securities Amend
2017-11-15SEC filing 000120919117060848 Form 4 Statement of changes in beneficial ownership of securities
2017-11-15SEC filing 000120919117060810 Form 4 Statement of changes in beneficial ownership of securities
2017-11-14SEC filing 000114420417058751 Form 497 Definitive materials
2017-11-13SEC filing 000120919117060149 Form 4 Statement of changes in beneficial ownership of securities
2017-11-13SEC filing 000120919117060147 Form 4 Statement of changes in beneficial ownership of securities
2017-11-09SEC filing 000158798717000070 Form 8-K Current report
2017-11-08SEC filing 000158798717000068 Form 10-Q/A Quarterly report Sections 13 or 15(d) Amend
2017-11-07SEC filing 000158798717000064 Form 10-Q Quarterly report Sections 13 or 15(d)
2017-11-07SEC filing 000120919117059533 Form 4 Statement of changes in beneficial ownership of securities
2017-11-06SEC filing 000120919117059355 Form 4 Statement of changes in beneficial ownership of securities
2017-11-06SEC filing 000120919117059349 Form 4 Statement of changes in beneficial ownership of securities
2017-11-01SEC filing 000158798717000061 Form 8-K Current report
2017-10-20SEC filing 000114420417053415 Form 497 Definitive materials
2017-10-06SEC filing 000158798717000059 Form 40-17G Fidelity Bond Rule 17G-1(g)
2017-09-07SEC filing 000114420417047109 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2017-09-06SEC filing 000114420417046713 Form 497 Definitive materials
2017-08-30SEC filing 999999999517002217 Form EFFECT Notice of Effectiveness
2017-08-29SEC filing 000114420417045631 Form POS 8C Post-effective amendments filed by certain investment companies Section 8(c)
2017-08-23SEC filing 000114420417044824 Form CORRESP Correspondence
2017-08-23SEC filing 000114420417044818 Form POS 8C Post-effective amendments filed by certain investment companies Section 8(c)
2017-08-21SEC filing 000158798717000055 Form 8-K Current report
2017-08-11SEC filing 000158798717000053 Form 8-K Current report
2017-08-11SEC filing 000120919117048527 Form 4 Statement of changes in beneficial ownership of securities
2017-08-11SEC filing 000120919117048512 Form 4 Statement of changes in beneficial ownership of securities
2017-08-10SEC filing 000120919117048387 Form 4 Statement of changes in beneficial ownership of securities
2017-08-07SEC filing 000158798717000050 Form 10-Q Quarterly report Sections 13 or 15(d)
2017-08-02SEC filing 000158798717000048 Form 8-K Current report
2017-07-27SEC filing 000114420417038771 Form DEFA14A Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2017-07-12SEC filing 000114420417036515 Form DEFA14A Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2017-07-03SEC filing 000158798717000046 Form 8-K Current report
2017-06-23SEC filing 000158798717000044 Form 8-K Current report
2017-06-20SEC filing 000158798717000042 Form 8-K Current report
2017-06-19SEC filing 000114420417033003 Form DEF 14A Other definitive proxy statements
2017-06-19SEC filing 000120919117040717 Form 4 Statement of changes in beneficial ownership of securities
2017-06-09SEC filing 000114420417031978 Form PRE 14A Other preliminary proxy statements
2017-06-06SEC filing 000114420417031343 Form POS 8C Post-effective amendments filed by certain investment companies Section 8(c)
2017-05-31SEC filing 000158798717000040 Form 8-K Current report
2017-05-30SEC filing 000120919117036046 Form 4 Statement of changes in beneficial ownership of securities
2017-05-30SEC filing 000120919117036045 Form 4 Statement of changes in beneficial ownership of securities
2017-05-15SEC filing 000114420417027676 Form 497 Definitive materials
2017-05-15SEC filing 000158798717000038 Form 8-K Current report
2017-05-15SEC filing 000120919117032275 Form 4 Statement of changes in beneficial ownership of securities
2017-05-12SEC filing 000120919117031738 Form 4 Statement of changes in beneficial ownership of securities
2017-05-11SEC filing 000120919117031432 Form 4 Statement of changes in beneficial ownership of securities
2017-05-08SEC filing 000158798717000034 Form 10-Q Quarterly report Sections 13 or 15(d)
2017-05-04SEC filing 000158798717000031 Form 8-K Current report
2017-05-04SEC filing 000158798717000028 Form 8-K Current report
2017-04-28SEC filing 000114420417023150 Form DEF 14A Other definitive proxy statements
2017-04-28SEC filing 000158798717000025 Form 8-K Current report
2017-04-12SEC filing 000114420417020097 Form 497 Definitive materials
2017-04-10SEC filing 000158798717000022 Form 8-K Current report
2017-03-31SEC filing 000120919117023780 Form 3 Initial statement of beneficial ownership of securities
2017-03-28SEC filing 000158798717000020 Form 8-K Current report
2017-03-27SEC filing 000120919117022880 Form 4 Statement of changes in beneficial ownership of securities
2017-03-24SEC filing 000120919117022694 Form 4 Statement of changes in beneficial ownership of securities
2017-03-22SEC filing 000120919117022192 Form 4 Statement of changes in beneficial ownership of securities
2017-03-22SEC filing 000120919117022187 Form 4 Statement of changes in beneficial ownership of securities
2017-03-21SEC filing 000120919117021935 Form 4 Statement of changes in beneficial ownership of securities
2017-03-20SEC filing 000114420417015695 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2017-03-20SEC filing 000114420417015665 Form 497 Definitive materials
2017-03-13SEC filing 000158798717000018 Form 10-K Annual report Section 13 and 15(d), not S-K Item 405
2017-03-06SEC filing 000158798717000014 Form 8-K Current report
2017-03-06SEC filing 000158798717000011 Form 8-K Current report
2017-02-15SEC filing 000090901217000064 Form SC 13G/A Statement of acquisition of beneficial ownership by individuals Amend
2017-01-30SEC filing 000114420417004712 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2017-01-25SEC filing 000114420417003783 Form 497 Definitive materials
2017-01-25SEC filing 000120919117005496 Form 5 Annual statement of changes in beneficial ownership of securities
2017-01-25SEC filing 000114420417003708 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2017-01-24SEC filing 000114420417003650 Form 497 Definitive materials
2017-01-24SEC filing 000114420417003621 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2017-01-18SEC filing 000158798717000009 Form 8-K Current report
2017-01-13SEC filing 000158798717000007 Form SC 13D General statement of acquisition of beneficial ownership
2017-01-09SEC filing 000120919117002942 Form 5 Annual statement of changes in beneficial ownership of securities
2017-01-09SEC filing 000120919117002894 Form 5 Annual statement of changes in beneficial ownership of securities
2017-01-06SEC filing 000120919117002602 Form 5 Annual statement of changes in beneficial ownership of securities
2017-01-06SEC filing 000120919117002500 Form 5 Annual statement of changes in beneficial ownership of securities
2017-01-04SEC filing 000120919117000734 Form 5 Annual statement of changes in beneficial ownership of securities
2017-01-04SEC filing 000158798717000004 Form 8-K Current report
2017-01-04SEC filing 000120919117000505 Form 5 Annual statement of changes in beneficial ownership of securities
2017-01-03SEC filing 000120919117000135 Form 5 Annual statement of changes in beneficial ownership of securities
2017-01-03SEC filing 000120919117000126 Form 5 Annual statement of changes in beneficial ownership of securities
2016-12-22SEC filing 000120919116156402 Form 4 Statement of changes in beneficial ownership of securities
2016-12-19SEC filing 000120919116155770 Form 4 Statement of changes in beneficial ownership of securities
2016-11-29SEC filing 000120919116152254 Form 4 Statement of changes in beneficial ownership of securities
2016-11-21SEC filing 000158798716000121 Form 8-K Current report
2016-11-21SEC filing 000158798716000119 Form 8-K Current report
2016-11-16SEC filing 000158798716000115 Form 8-K Current report
2016-11-09SEC filing 000120919116148971 Form 4 Statement of changes in beneficial ownership of securities
2016-11-07SEC filing 000158798716000113 Form 10-Q Quarterly report Sections 13 or 15(d)
2016-11-07SEC filing 000120919116148551 Form 4 Statement of changes in beneficial ownership of securities
2016-11-07SEC filing 000120919116148526 Form 4 Statement of changes in beneficial ownership of securities
2016-11-02SEC filing 000158798716000111 Form 8-K Current report
2016-09-30SEC filing 000158798716000109 Form 40-17G Fidelity Bond Rule 17G-1(g)
2016-09-22SEC filing 000120919116142526 Form 4 Statement of changes in beneficial ownership of securities
2016-09-07SEC filing 000158798716000106 Form 8-K Current report
2016-08-29SEC filing 999999999516005518 Form EFFECT Notice of Effectiveness
2016-08-25SEC filing 000114420416121198 Form N-2/A Registration statement for closed-end investment companies Amend
2016-08-24SEC filing 000114420416121055 Form CORRESP Correspondence
2016-08-24SEC filing 000114420416121054 Form CORRESP Correspondence
2016-08-24SEC filing 000114420416121053 Form N-2/A Registration statement for closed-end investment companies Amend
2016-08-09SEC filing 000158798716000103 Form 10-Q Quarterly report Sections 13 or 15(d)
2016-08-08SEC filing 000158798716000099 Form 8-K Current report
2016-08-02SEC filing 000120919116134777 Form 4 Statement of changes in beneficial ownership of securities
2016-08-02SEC filing 000120919116134767 Form 4 Statement of changes in beneficial ownership of securities
2016-08-02SEC filing 000120919116134739 Form 4 Statement of changes in beneficial ownership of securities
2016-08-02SEC filing 000120919116134729 Form 4 Statement of changes in beneficial ownership of securities
2016-08-02SEC filing 000120919116134727 Form 4 Statement of changes in beneficial ownership of securities
2016-08-02SEC filing 000120919116134725 Form 4 Statement of changes in beneficial ownership of securities
2016-07-29SEC filing 000158798716000097 Form 8-K Current report
2016-07-26SEC filing 000114420416114417 Form S-8 Securities to be offered to employees in employee benefit plans
2016-07-08SEC filing 000114420416112120 Form 8-K Current report
2016-07-07SEC filing 000114420416112044 Form N-2 Registration statement for closed-end investment companies
2016-06-29SEC filing 000158798716000093 Form 8-K Current report
2016-06-24SEC filing 000114420416109678 Form DEFA14A Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2016-06-23SEC filing 000158798716000091 Form 8-K Current report
2016-06-09SEC filing 000158798716000088 Form 8-K Current report
2016-06-07SEC filing 000158798716000086 Form 8-K Current report
2016-05-27SEC filing 000114420416105426 Form DEF 14A Other definitive proxy statements
2016-05-27SEC filing 000158798716000083 Form 8-K Current report
2016-05-27SEC filing 000114420416105429 Form CORRESP Correspondence
2016-05-27SEC filing 000114420416105421 Form DEF 14A Other definitive proxy statements
2016-05-19SEC filing 000114420416103578 Form PRE 14A Other preliminary proxy statements
2016-05-11SEC filing 000158798716000081 Form 8-K Current report
2016-05-10SEC filing 999999999716022788 Form APP ORDR 40-APP Order
2016-05-10SEC filing 000158798716000079 Form 10-Q Quarterly report Sections 13 or 15(d)
2016-05-10SEC filing 000114420416100318 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2016-05-04SEC filing 000158798716000077 Form 8-K Current report
2016-04-29SEC filing 000114420416097623 Form 10-K/A Annual report Section 13 and 15(d), not S-K Item 405 Amend
2016-04-22SEC filing 000114420416095783 Form 8-A12B Registration of securities Section 12(b)
2016-04-22SEC filing 000114420416095782 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2016-04-18SEC filing 000158798716000074 Form 8-K Current report
2016-04-18SEC filing 000120919116114466 Form 3 Initial statement of beneficial ownership of securities
2016-04-15SEC filing 000114420416094700 Form 497 Definitive materials
2016-04-15SEC filing 000114420416094672 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2016-04-14SEC filing 000114420416094431 Form 497 Definitive materials
2016-04-13SEC filing 999999999716022276 Form APP NTC 40-APP Notice
2016-04-13SEC filing 000114420416094002 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2016-04-13SEC filing 000114420416094000 Form 497 Definitive materials
2016-04-06SEC filing 000158798716000072 Form 8-K Current report
2016-03-23SEC filing 000120919116110153 Form 4 Statement of changes in beneficial ownership of securities
2016-03-23SEC filing 000158798716000070 Form 8-K Current report
2016-03-15SEC filing 000158798716000068 Form 10-K Annual report Section 13 and 15(d), not S-K Item 405
2016-03-14SEC filing 000120919116108006 Form 4 Statement of changes in beneficial ownership of securities
2016-03-14SEC filing 000120919116108003 Form 4 Statement of changes in beneficial ownership of securities
2016-03-11SEC filing 000120919116107745 Form 4 Statement of changes in beneficial ownership of securities
2016-03-11SEC filing 000120919116107731 Form 4 Statement of changes in beneficial ownership of securities
2016-03-11SEC filing 000120919116107725 Form 4 Statement of changes in beneficial ownership of securities
2016-03-10SEC filing 000120919116107526 Form 4 Statement of changes in beneficial ownership of securities
2016-03-10SEC filing 000120919116107510 Form 4 Statement of changes in beneficial ownership of securities
2016-03-07SEC filing 000158798716000062 Form 8-K Current report
2016-03-03SEC filing 000158798716000060 Form 8-K Current report
2016-02-25SEC filing 000158798716000058 Form 8-K Current report
2016-02-12SEC filing 000090901216000459 Form SC 13G/A Statement of acquisition of beneficial ownership by individuals Amend
2016-02-08SEC filing 000114420416079695 Form 40-APP/A Application for exemption and other relief filed under the Investment Company Act of 1940 Amend
2016-02-05SEC filing 000158798716000056 Form 8-K Current report
2016-02-02SEC filing 000158798716000053 Form 8-K Current report
2016-01-21SEC filing 000120919116092777 Form 5 Annual statement of changes in beneficial ownership of securities
2016-01-21SEC filing 000158798716000051 Form 8-K Current report
2016-01-21SEC filing 000120919116092770 Form 3 Initial statement of beneficial ownership of securities
2016-01-21SEC filing 000120919116092768 Form 3 Initial statement of beneficial ownership of securities
2016-01-19SEC filing 000120919116091905 Form 5 Annual statement of changes in beneficial ownership of securities
2016-01-13SEC filing 000120919116091145 Form 5 Annual statement of changes in beneficial ownership of securities
2016-01-13SEC filing 000120919116091123 Form 5 Annual statement of changes in beneficial ownership of securities
2016-01-11SEC filing 000120919116090717 Form 5 Annual statement of changes in beneficial ownership of securities
2016-01-11SEC filing 000158798716000049 Form SC 13D General statement of acquisition of beneficial ownership
2016-01-07SEC filing 000120919116090267 Form 5 Annual statement of changes in beneficial ownership of securities
2016-01-05SEC filing 000158798716000047 Form 8-K Current report
2016-01-05SEC filing 000120919116088146 Form 4 Statement of changes in beneficial ownership of securities
2016-01-04SEC filing 000120919116087706 Form 5 Annual statement of changes in beneficial ownership of securities
2016-01-04SEC filing 000158798716000045 Form 8-K Current report
2016-01-04SEC filing 000120919116087567 Form 5 Annual statement of changes in beneficial ownership of securities
2015-12-16SEC filing 000158798715000043 Form 8-K Current report
2015-12-11SEC filing 000158798715000041 Form 8-K Current report
2015-12-09SEC filing 000114420415070158 Form 8-K Current report
2015-12-07SEC filing 000158798715000037 Form 8-K Current report
2015-11-24SEC filing 000120919115081938 Form 4 Statement of changes in beneficial ownership of securities
2015-11-23SEC filing 000158798715000035 Form 8-K Current report
2015-11-23SEC filing 000120919115081743 Form 4 Statement of changes in beneficial ownership of securities
2015-11-20SEC filing 000120919115081448 Form 4 Statement of changes in beneficial ownership of securities
2015-11-18SEC filing 000120919115080811 Form 4 Statement of changes in beneficial ownership of securities
2015-11-18SEC filing 000120919115080805 Form 4 Statement of changes in beneficial ownership of securities
2015-11-17SEC filing 000120919115080510 Form 4 Statement of changes in beneficial ownership of securities
2015-11-17SEC filing 000120919115080422 Form 4 Statement of changes in beneficial ownership of securities
2015-11-16SEC filing 000120919115080270 Form 3 Initial statement of beneficial ownership of securities
2015-11-12SEC filing 000158798715000033 Form 8-K Current report
2015-11-05SEC filing 000158798715000031 Form 10-Q Quarterly report Sections 13 or 15(d)
2015-11-03SEC filing 000158798715000029 Form 8-K Current report
2015-11-03SEC filing 000158798715000027 Form 8-K Current report
2015-10-28SEC filing 000158798715000025 Form 40-17G Fidelity Bond Rule 17G-1(g)
2015-10-27SEC filing 000114420415061090 Form 40-APP/A Application for exemption and other relief filed under the Investment Company Act of 1940 Amend
2015-10-15SEC filing 000114420415059620 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2015-10-15SEC filing 000158798715000023 Form 8-K Current report
2015-10-15SEC filing 000158798715000021 Form 8-K Current report
2015-10-09SEC filing 000114420415058938 Form 497 Definitive materials
2015-10-08SEC filing 000114420415058758 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2015-10-08SEC filing 000114420415058555 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2015-10-07SEC filing 000114420415058501 Form 497 Definitive materials
2015-10-07SEC filing 000114420415058498 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2015-10-05SEC filing 000158798715000019 Form 8-K Current report
2015-10-02SEC filing 000158798715000017 Form 8-K Current report
2015-10-01SEC filing 000119312515334759 Form 8-K Current report
2015-10-01SEC filing 000119312515334693 Form 8-K Current report
2015-10-01SEC filing 000119312515334692 Form 8-K Current report
2015-09-23SEC filing 000114420415056051 Form 8-A12B Registration of securities Section 12(b)
2015-09-23SEC filing 000114420415056050 Form POS EX Post-effective amendment adding exhibits to registration statement Rule 462(d)
2015-09-17SEC filing 000114420415055394 Form 497 Definitive materials
2015-09-16SEC filing 000114420415055307 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2015-09-08SEC filing 000114420415054066 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2015-09-08SEC filing 000114420415054063 Form 497 Definitive materials
2015-09-01SEC filing 000119312515309302 Form 8-K Current report
2015-08-27SEC filing 000089924315004132 Form 5 Annual statement of changes in beneficial ownership of securities
2015-08-27SEC filing 000119312515305068 Form SC 13D General statement of acquisition of beneficial ownership
2015-08-26SEC filing 000120919115067895 Form 4 Statement of changes in beneficial ownership of securities
2015-08-25SEC filing 000120919115067692 Form 4 Statement of changes in beneficial ownership of securities
2015-08-25SEC filing 000120919115067688 Form 4 Statement of changes in beneficial ownership of securities
2015-08-24SEC filing 000120919115067507 Form 4 Statement of changes in beneficial ownership of securities
2015-08-24SEC filing 000120919115067495 Form 4 Statement of changes in beneficial ownership of securities
2015-08-21SEC filing 000120919115067293 Form 4 Statement of changes in beneficial ownership of securities
2015-08-20SEC filing 999999999515002327 Form EFFECT Notice of Effectiveness
2015-08-19SEC filing 000114420415050614 Form CORRESP Correspondence
2015-08-19SEC filing 000114420415050612 Form CORRESP Correspondence
2015-08-19SEC filing 000114420415050603 Form N-2/A Registration statement for closed-end investment companies Amend
2015-08-19SEC filing 000120919115066798 Form 4 Statement of changes in beneficial ownership of securities
2015-08-19SEC filing 000120919115066795 Form 4 Statement of changes in beneficial ownership of securities
2015-08-13SEC filing 000114420415049141 Form CORRESP Correspondence
2015-08-13SEC filing 000114420415049137 Form N-2/A Registration statement for closed-end investment companies Amend
2015-08-07SEC filing 000120919115064490 Form 3/A Initial statement of beneficial ownership of securities Amend
2015-08-06SEC filing 000120919115064334 Form 4 Statement of changes in beneficial ownership of securities
2015-08-04SEC filing 000158798715000015 Form 10-Q Quarterly report Sections 13 or 15(d)
2015-08-03SEC filing 000119312515274646 Form 8-K Current report
2015-07-29SEC filing 000119312515268753 Form 8-K Current report
2015-07-29SEC filing 000119312515267881 Form 8-K Current report
2015-07-13SEC filing 000000000015036365 Form UPLOAD SEC-generated letter
2015-07-08SEC filing 000114420415041687 Form CORRESP Correspondence
2015-06-30SEC filing 000158798715000013 Form 8-K Current report
2015-06-25SEC filing 000158798715000011 Form 8-K Current report
2015-06-25SEC filing 000119312515234442 Form 8-K Current report
2015-06-24SEC filing 000119312515232780 Form 8-K Current report
2015-06-12SEC filing 000114420415036963 Form N-2 Registration statement for closed-end investment companies
2015-06-09SEC filing 000120919115051280 Form 4 Statement of changes in beneficial ownership of securities
2015-06-05SEC filing 000120919115050468 Form 4 Statement of changes in beneficial ownership of securities
2015-06-02SEC filing 000120919115048724 Form 4 Statement of changes in beneficial ownership of securities
2015-05-27SEC filing 000120919115047020 Form 4 Statement of changes in beneficial ownership of securities
2015-05-13SEC filing 000158798715000009 Form 10-Q Quarterly report Sections 13 or 15(d)
2015-05-12SEC filing 000120919115041411 Form 4 Statement of changes in beneficial ownership of securities
2015-05-12SEC filing 000120919115041409 Form 4 Statement of changes in beneficial ownership of securities
2015-05-08SEC filing 000119312515179159 Form 8-K Current report
2015-05-07SEC filing 000119312515177104 Form 8-K Current report
2015-04-30SEC filing 000119312515160939 Form DEF 14A Other definitive proxy statements
2015-04-27SEC filing 000119312515149957 Form 40-APP Application for exemption and other relief filed under the Investment Company Act of 1940
2015-04-16SEC filing 000119312515132129 Form 8-K Current report
2015-04-13SEC filing 000119312515127639 Form 8-K Current report
2015-03-31SEC filing 000158798715000004 Form 10-K Annual report Section 13 and 15(d), not S-K Item 405
2015-03-27SEC filing 000119312515109687 Form 8-K Current report
2015-03-26SEC filing 000119312515106979 Form 8-K Current report
2015-03-19SEC filing 000119312515097969 Form 8-K Current report
2015-02-19SEC filing 000090901215000128 Form SC 13G/A Statement of acquisition of beneficial ownership by individuals Amend
2015-01-28SEC filing 000120919115006892 Form 3/A Initial statement of beneficial ownership of securities Amend
2015-01-22SEC filing 000119312515016982 Form 8-K Current report
2015-01-09SEC filing 000120919115003281 Form 3 Initial statement of beneficial ownership of securities
2015-01-08SEC filing 000119312515004933 Form 8-K Current report
2015-01-07SEC filing 000119312515003491 Form 8-K Current report
2014-12-11SEC filing 000120919114074454 Form 4 Statement of changes in beneficial ownership of securities
2014-12-05SEC filing 000119312514434635 Form 8-K Current report
2014-11-25SEC filing 000118143114037261 Form 4 Statement of changes in beneficial ownership of securities
2014-11-24SEC filing 000119312514423464 Form 8-K Current report
2014-11-24SEC filing 000119312514423114 Form 40-17G Fidelity Bond Rule 17G-1(g)
2014-11-19SEC filing 000119312514418397 Form 8-K Current report
2014-11-19SEC filing 000118143114036820 Form 4 Statement of changes in beneficial ownership of securities
2014-11-19SEC filing 000118143114036808 Form 4 Statement of changes in beneficial ownership of securities
2014-11-18SEC filing 000119312514416492 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2014-11-17SEC filing 000118143114036504 Form 3 Initial statement of beneficial ownership of securities
2014-11-17SEC filing 000118143114036496 Form 3/A Initial statement of beneficial ownership of securities Amend
2014-11-17SEC filing 000118143114036470 Form 3 Initial statement of beneficial ownership of securities
2014-11-14SEC filing 000118143114036438 Form 3 Initial statement of beneficial ownership of securities
2014-11-14SEC filing 000118143114036437 Form 3 Initial statement of beneficial ownership of securities
2014-11-14SEC filing 000118143114036435 Form 3 Initial statement of beneficial ownership of securities
2014-11-14SEC filing 000118143114036426 Form 3 Initial statement of beneficial ownership of securities
2014-11-14SEC filing 000118143114036421 Form 3 Initial statement of beneficial ownership of securities
2014-11-14SEC filing 000118143114036416 Form 3 Initial statement of beneficial ownership of securities
2014-11-14SEC filing 000118143114036410 Form 3 Initial statement of beneficial ownership of securities
2014-11-14SEC filing 000119312514412826 Form 10-Q Quarterly report Sections 13 or 15(d)
2014-11-14SEC filing 000119312514412283 Form 8-K Current report
2014-11-13SEC filing 000119312514411151 Form 497 Definitive materials
2014-11-13SEC filing 999999999514003311 Form EFFECT Notice of Effectiveness
2014-11-12SEC filing 000119312514409857 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2014-11-12SEC filing 000119312514408933 Form N-54A Notification of election by business development companies
2014-11-12SEC filing 000119312514408928 Form 8-A12B Registration of securities Section 12(b)
2014-11-10SEC filing 000119312514406380 Form CORRESP Correspondence
2014-11-10SEC filing 000119312514406368 Form CORRESP Correspondence
2014-11-03SEC filing 000119312514394101 Form N-2/A Registration statement for closed-end investment companies Amend
2014-11-03SEC filing 000119312514394083 Form 497AD Filing by certain investment companies of Rule 482 advertising Rule 497 and 482(c)
2014-10-27SEC filing 000119312514383726 Form CORRESP Correspondence
2014-10-27SEC filing 000119312514383678 Form CORRESP Correspondence
2014-10-22SEC filing 000119312514378863 Form 425 Prospectuses and communications, business combinations
2014-10-17SEC filing 000119312514374323 Form N-2/A Registration statement for closed-end investment companies Amend
2014-10-02SEC filing 000119312514361762 Form 497 Definitive materials
2014-10-01SEC filing 999999999514002906 Form EFFECT Notice of Effectiveness
2014-09-30SEC filing 000119312514359164 Form CORRESP Correspondence
2014-09-30SEC filing 000119312514359155 Form N-14/A Registration statement for open-end investment company (business combinations) Amend
2014-09-23SEC filing 000119312514350298 Form N-14/A Registration statement for open-end investment company (business combinations) Amend
2014-08-27SEC filing 000119312514323648 Form N-14/A Registration statement for open-end investment company (business combinations) Amend
2014-07-09SEC filing 000119312514264360 Form CORRESP Correspondence
2014-05-15SEC filing 000119312514201526 Form N-14 Registration statement for open-end investment company (business combinations)
2014-02-05SEC filing 000119312514036138 Form CORRESP Correspondence
2013-12-09SEC filing 000119312513467120 Form N-2/A Registration statement for closed-end investment companies Amend
2013-10-01SEC registration of state of incorporation as MD
2013-10-01SEC filing 000119312513387138 Form N-2 Registration statement for closed-end investment companies
2013-10-01SEC filing 000119312513387120 Form N-6F Notice of intent by business development companies to be subject to Sections 55 through 65
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