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| Company Name: | HAITONG SECURITIES USA, LLC |
| Employer identification number (EIN): | 47-5198024 |
| EIN Issuing Authority | Internet |
| NAIC Classification: | 522110 |
| NAIC Description: | Commercial Banking |
| 401k Pension/Benefits registration | HAITONG SECURITIES USA, LLC 401k plan information |
| State of Incorporation | New York, NY |
The following addresses have been detected as associated with Tax Indentification Number 475198024
| USA Location Address |
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| USA Location Address |
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| SEC Filing Date | SEC Document Filed |
|---|---|
| 2020-02-28 | SEC filing 000165634720000002 Form X-17A-5 FOCUS Report |
| 2019-03-15 | SEC filing 000165634719000004 Form X-17A-5 FOCUS Report |
| 2018-03-05 | SEC filing 000165634718000003 Form X-17A-5/A FOCUS Report Amend |
| 2018-02-28 | SEC filing 000165634718000002 Form X-17A-5 FOCUS Report |
| 2017-03-01 | SEC registration of state of incorporation as NY |
| 2017-03-01 | SEC filing 000165634717000003 Form X-17A-5 FOCUS Report |
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