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Employer Identification Number 53-0088710

FINRA is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:FINRA
Employer identification number (EIN):53-0088710
EIN Issuing AuthorityAustin, TX
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations
401k Pension/Benefits registration FINRA 401k plan information
Federal tax statusExempt from federal income tax. Registered as a non-profit under 501(c)(3) Title 26 of the United States Code

Organization Overview

Mission StatementFINRA IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.
Number of Employees3970
Number of Volunteers2
Year Formed1936

Organization Governance

Legal DomicileDE
Voting Members - Governing Body22
Voting Members - Independent19

Organization Financials

2022-12-31
Total unrelated business incomeUSD $ 15,050,808
Net unrelated business incomeUSD $ 0
Program Service Revenue from prior yearUSD $ 693,107,319
Program Service Revenue from current yearUSD $ 1,173,993,109
Investment Income from prior yearUSD $ 151,920,437
Investment Income from current yearUSD $ 971,379
Other Revenue from prior yearUSD $ 573,336,729
Other Revenue from current yearUSD $ 555,590,402
Gross receipts from all sourcesUSD $ 2,577,434,464
Net assets / fund balances at end of fiscal yearUSD $ 1,677,867,651
Net assets / fund balances at beginning of fiscal yearUSD $ 1,880,540,517
Total liabilities at end of fiscal yearUSD $ 1,073,295,251
Total liabilities at beginning of fiscal yearUSD $ 539,746,645
Total assets at end of fiscal yearUSD $ 2,751,162,902
Total assets at beginning of fiscal yearUSD $ 2,420,287,162
Revenues less expenses for current yearUSD $ -429,866,884
Revenues less expenses for previous yearUSD $ -219,491,110
Total expenses for current yearUSD $ 2,160,421,774
Total expenses for previous yearUSD $ 1,637,855,595
Other expenses in current yearUSD $ 1,304,614,596
Other expenses in previous yearUSD $ 838,989,165
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 855,807,178
Employee salary and benefits paid in previous yearUSD $ 798,866,430
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 0
Grants and similar amounts paid in previous yearUSD $ 0
Total revenue in current fiscal yearUSD $ 1,730,554,890
Total revenue in previous fiscal yearUSD $ 1,418,364,485
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Revenue from membership duesUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 555,482,221
2021-12-31
Total unrelated business incomeUSD $ 9,880,287
Net unrelated business incomeUSD $ 0
Program Service Revenue from prior yearUSD $ 1,231,340,295
Program Service Revenue from current yearUSD $ 693,107,319
Investment Income from prior yearUSD $ -24,767,172
Investment Income from current yearUSD $ 151,920,437
Other Revenue from prior yearUSD $ 556,660,200
Other Revenue from current yearUSD $ 573,336,729
Gross receipts from all sourcesUSD $ 2,161,659,634
Net assets / fund balances at end of fiscal yearUSD $ 1,880,540,517
Net assets / fund balances at beginning of fiscal yearUSD $ 1,450,288,556
Total liabilities at end of fiscal yearUSD $ 539,746,645
Total liabilities at beginning of fiscal yearUSD $ 1,004,564,159
Total assets at end of fiscal yearUSD $ 2,420,287,162
Total assets at beginning of fiscal yearUSD $ 2,454,852,715
Revenues less expenses for current yearUSD $ -219,491,110
Revenues less expenses for previous yearUSD $ -360,240,035
Total expenses for current yearUSD $ 1,637,855,595
Total expenses for previous yearUSD $ 2,123,473,358
Other expenses in current yearUSD $ 838,989,165
Other expenses in previous yearUSD $ 1,389,164,901
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 798,866,430
Employee salary and benefits paid in previous yearUSD $ 734,308,457
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 0
Grants and similar amounts paid in previous yearUSD $ 0
Total revenue in current fiscal yearUSD $ 1,418,364,485
Total revenue in previous fiscal yearUSD $ 1,763,233,323
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Revenue from membership duesUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 573,012,173
2020-12-31
Total unrelated business incomeUSD $ 20,764,606
Net unrelated business incomeUSD $ 0
Program Service Revenue from prior yearUSD $ 665,509,418
Program Service Revenue from current yearUSD $ 1,231,340,295
Investment Income from prior yearUSD $ 82,546,385
Investment Income from current yearUSD $ -24,767,172
Other Revenue from prior yearUSD $ 568,268,190
Other Revenue from current yearUSD $ 556,660,200
Gross receipts from all sourcesUSD $ 2,739,593,536
Net assets / fund balances at end of fiscal yearUSD $ 1,450,288,556
Net assets / fund balances at beginning of fiscal yearUSD $ 1,492,368,550
Total liabilities at end of fiscal yearUSD $ 1,004,564,159
Total liabilities at beginning of fiscal yearUSD $ 755,698,086
Total assets at end of fiscal yearUSD $ 2,454,852,715
Total assets at beginning of fiscal yearUSD $ 2,248,066,636
Revenues less expenses for current yearUSD $ -360,240,035
Revenues less expenses for previous yearUSD $ -224,759,662
Total expenses for current yearUSD $ 2,123,473,358
Total expenses for previous yearUSD $ 1,541,083,655
Other expenses in current yearUSD $ 1,389,164,901
Other expenses in previous yearUSD $ 784,516,490
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 734,308,457
Employee salary and benefits paid in previous yearUSD $ 756,567,165
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 0
Grants and similar amounts paid in previous yearUSD $ 0
Total revenue in current fiscal yearUSD $ 1,763,233,323
Total revenue in previous fiscal yearUSD $ 1,316,323,993
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Revenue from membership duesUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 556,400,342
2018-12-31
Total unrelated business incomeUSD $ 15,187,296
Net unrelated business incomeUSD $ 0
Program Service Revenue from prior yearUSD $ 647,868,600
Program Service Revenue from current yearUSD $ 629,713,239
Investment Income from prior yearUSD $ 88,470,722
Investment Income from current yearUSD $ 48,924,098
Other Revenue from prior yearUSD $ 571,346,331
Other Revenue from current yearUSD $ 568,324,673
Gross receipts from all sourcesUSD $ 1,303,460,419
Net assets / fund balances at end of fiscal yearUSD $ 1,551,230,656
Net assets / fund balances at beginning of fiscal yearUSD $ 1,607,190,376
Total liabilities at end of fiscal yearUSD $ 564,016,450
Total liabilities at beginning of fiscal yearUSD $ 657,222,625
Total assets at end of fiscal yearUSD $ 2,115,247,106
Total assets at beginning of fiscal yearUSD $ 2,264,413,001
Revenues less expenses for current yearUSD $ -160,594,891
Revenues less expenses for previous yearUSD $ -137,022,419
Total expenses for current yearUSD $ 1,407,556,901
Total expenses for previous yearUSD $ 1,444,708,072
Other expenses in current yearUSD $ 722,713,783
Other expenses in previous yearUSD $ 757,205,522
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 684,843,118
Employee salary and benefits paid in previous yearUSD $ 687,502,550
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 0
Grants and similar amounts paid in previous yearUSD $ 0
Total revenue in current fiscal yearUSD $ 1,246,962,010
Total revenue in previous fiscal yearUSD $ 1,307,685,653
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 567,891,073
2017-12-31
Total unrelated business incomeUSD $ 11,553,048
Program Service Revenue from prior yearUSD $ 604,983,103
Program Service Revenue from current yearUSD $ 647,868,600
Investment Income from prior yearUSD $ 67,823,025
Investment Income from current yearUSD $ 88,470,722
Other Revenue from prior yearUSD $ 598,789,116
Other Revenue from current yearUSD $ 571,346,331
Gross receipts from all sourcesUSD $ 1,318,588,448
Net assets / fund balances at end of fiscal yearUSD $ 1,607,190,376
Net assets / fund balances at beginning of fiscal yearUSD $ 1,622,738,275
Total liabilities at end of fiscal yearUSD $ 657,222,625
Total liabilities at beginning of fiscal yearUSD $ 622,392,881
Total assets at end of fiscal yearUSD $ 2,264,413,001
Total assets at beginning of fiscal yearUSD $ 2,245,131,156
Revenues less expenses for current yearUSD $ -137,022,419
Revenues less expenses for previous yearUSD $ -162,349,780
Total expenses for current yearUSD $ 1,444,708,072
Total expenses for previous yearUSD $ 1,433,945,024
Other expenses in current yearUSD $ 757,205,522
Other expenses in previous yearUSD $ 737,438,969
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 687,502,550
Employee salary and benefits paid in previous yearUSD $ 694,306,055
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 0
Grants and similar amounts paid in previous yearUSD $ 2,200,000
Total revenue in current fiscal yearUSD $ 1,307,685,653
Total revenue in previous fiscal yearUSD $ 1,271,595,244
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 570,969,991
2016-12-31
Total unrelated business incomeUSD $ 16,065,073
Program Service Revenue from prior yearUSD $ 538,514,177
Program Service Revenue from current yearUSD $ 604,983,103
Investment Income from prior yearUSD $ 52,229,460
Investment Income from current yearUSD $ 67,823,025
Other Revenue from prior yearUSD $ 113,084,568
Other Revenue from current yearUSD $ 598,789,116
Gross receipts from all sourcesUSD $ 2,265,327,981
Net assets / fund balances at end of fiscal yearUSD $ 1,622,738,275
Net assets / fund balances at beginning of fiscal yearUSD $ 1,728,771,322
Total liabilities at end of fiscal yearUSD $ 622,392,881
Total liabilities at beginning of fiscal yearUSD $ 442,881,662
Total assets at end of fiscal yearUSD $ 2,245,131,156
Total assets at beginning of fiscal yearUSD $ 2,171,652,984
Revenues less expenses for current yearUSD $ -162,349,780
Revenues less expenses for previous yearUSD $ -266,161,914
Total expenses for current yearUSD $ 1,433,945,024
Total expenses for previous yearUSD $ 969,990,119
Other expenses in current yearUSD $ 737,438,969
Other expenses in previous yearUSD $ 679,366,292
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 694,306,055
Employee salary and benefits paid in previous yearUSD $ 240,623,827
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 2,200,000
Grants and similar amounts paid in previous yearUSD $ 50,000,000
Total revenue in current fiscal yearUSD $ 1,271,595,244
Total revenue in previous fiscal yearUSD $ 703,828,205
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 596,198,300
2015-12-31
Total unrelated business incomeUSD $ 14,797,207
Program Service Revenue from prior yearUSD $ 568,641,919
Program Service Revenue from current yearUSD $ 538,514,177
Investment Income from prior yearUSD $ 29,991,302
Investment Income from current yearUSD $ 52,229,460
Other Revenue from prior yearUSD $ 108,750,667
Other Revenue from current yearUSD $ 113,084,568
Gross receipts from all sourcesUSD $ 2,252,303,600
Net assets / fund balances at end of fiscal yearUSD $ 1,728,771,322
Net assets / fund balances at beginning of fiscal yearUSD $ 1,900,469,657
Total liabilities at end of fiscal yearUSD $ 442,881,662
Total liabilities at beginning of fiscal yearUSD $ 444,214,113
Total assets at end of fiscal yearUSD $ 2,171,652,984
Total assets at beginning of fiscal yearUSD $ 2,344,683,770
Revenues less expenses for current yearUSD $ -266,161,914
Revenues less expenses for previous yearUSD $ -185,807,412
Total expenses for current yearUSD $ 969,990,119
Total expenses for previous yearUSD $ 893,191,300
Other expenses in current yearUSD $ 679,366,292
Other expenses in previous yearUSD $ 666,946,728
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 240,623,827
Employee salary and benefits paid in previous yearUSD $ 224,493,649
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 50,000,000
Grants and similar amounts paid in previous yearUSD $ 1,750,923
Total revenue in current fiscal yearUSD $ 703,828,205
Total revenue in previous fiscal yearUSD $ 707,383,888
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Total of other revenueUSD $ 111,476,265
2014-12-31
Total unrelated business incomeUSD $ 15,097,141
Program Service Revenue from prior yearUSD $ 478,422,829
Program Service Revenue from current yearUSD $ 568,641,919
Investment Income from prior yearUSD $ 65,607,553
Investment Income from current yearUSD $ 29,991,302
Other Revenue from prior yearUSD $ 120,041,827
Other Revenue from current yearUSD $ 108,750,667
Gross receipts from all sourcesUSD $ 3,321,374,423
Net assets / fund balances at end of fiscal yearUSD $ 1,900,469,657
Net assets / fund balances at beginning of fiscal yearUSD $ 1,784,876,287
Total liabilities at end of fiscal yearUSD $ 444,214,113
Total liabilities at beginning of fiscal yearUSD $ 423,659,180
Total assets at end of fiscal yearUSD $ 2,344,683,770
Total assets at beginning of fiscal yearUSD $ 2,208,535,467
Revenues less expenses for current yearUSD $ -185,807,412
Revenues less expenses for previous yearUSD $ -119,351,338
Total expenses for current yearUSD $ 893,191,300
Total expenses for previous yearUSD $ 783,423,547
Other expenses in current yearUSD $ 666,946,728
Other expenses in previous yearUSD $ 541,983,499
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 224,493,649
Employee salary and benefits paid in previous yearUSD $ 235,429,316
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 1,750,923
Grants and similar amounts paid in previous yearUSD $ 6,010,732
Total revenue in current fiscal yearUSD $ 707,383,888
Total revenue in previous fiscal yearUSD $ 664,072,209
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Total of other revenueUSD $ 107,286,576

Other Company Names associated with EIN

FINANCIAL INDUSTRY REGULATORY AUTHORITY INC

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 530088710

USA Mailing Address
1735 K STREET, NW
WASHINGTON
DC
20006
Date first seen: 2007-01-01
Date last seen: 2024-08-31
USA Mailing Address
1735 K ST NW
WASHINGTON
DC
200061506
Date first seen: 2017-10-11
Date last seen: 2017-10-11
USA Location Address
1735 K ST NW
WASHINGTON
DC
200061506
Date first seen: 2019-10-10
Date last seen: 2019-10-10
USA Mailing Address
9509 KEY WEST AVE
ROCKVILLE
MD
20850
Date first seen: 2007-01-01
Date last seen: 2024-08-31

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

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